It's was little after Midnight when I began typing this, and I'm feeling a bit creeped out by the stories of alien abductions and dark spirit journeys that I'm reading to brush recall everything necessary for this article. The emotions of folk beief, the culture behind them have always been what's drawn be to these stories. I believe that it's important not to seperate yourself from these emotions, much as I may want to this late at night. This is because these stories are very real to the people who experianced them. So one can't understand the stories of a person's encounters with aliens, fairies, or the spirit world without understanding their emotions.
Tuesday, August 23, 2016
The Shaman's Sickness and Alien Abductions
It's was little after Midnight when I began typing this, and I'm feeling a bit creeped out by the stories of alien abductions and dark spirit journeys that I'm reading to brush recall everything necessary for this article. The emotions of folk beief, the culture behind them have always been what's drawn be to these stories. I believe that it's important not to seperate yourself from these emotions, much as I may want to this late at night. This is because these stories are very real to the people who experianced them. So one can't understand the stories of a person's encounters with aliens, fairies, or the spirit world without understanding their emotions.
Monday, August 22, 2016
The Animistic Vampire in New England
The following article by George R. Stetson is from the Journal "American Anthropologist" and was published in 1896 about the vampire beliefs in New England.
The belief in the vampire and the whole family of demons has its origin in the animism, spiritism, or personification of the barbarian, who, unable to distinguish the objective from the subjective, ascribes good and evil influences and all natural phenomena to good and evil spirits.
Mr Conway remarks of this vampire belief that " it is, perhaps, the most formidable survival of demonic superstition now existing in the world."
Under the names of vampire, were-wolf, man-wolf, night mare, night-demon — in the Illyrian tongue oupires, or leeches ;
in modern Greek broucolaques, and in our common tongue ghosts,
each country having its own peculiar designation — the super-
stitious of the ancient and modern world, of Chaldea and Baby-
lonia, Persia, Egypt, and Syria, of Illyriaj Poland, Turkey,
Servia, Germany, England, Central Africa, New England, and
the islands of the Malay and Polynesian archipelagoes, desig-
nate the spirits which leave the tomb, generally in the night, to
torment the living.
The character, purpose, and manner of the vampire mani-
festations depend, like its designation, upon environment and
the plane of culture.
All primitive peoples have believed in the existence of good
and evil spirits holding a middle place between men and gods.
Calmet lays down in most explicit terms, as he was bound to
do by the canons of his church, the doctrine of angels and
demons as a matter of dogmatic theology.
The early Christians were possessed, or obsessed, by demons,
and the so-oalled demoniacal possession of idiots, lunatics, and
hysterical persons is still common in Japan, China, India, and
Africa, and instances are noted in western Europe, all yielding
to the methods of Christian and pagan exorcists as practiced in
New Testament times.
The Hebrew synonym of demon was serpent; the Greek,
diabolus, a calumniator, or impure spirit. The Rabbins were
divided in opinion, some believing they were entirely spiritual,
others that they were corporeal, capable of generation and sub-
ject to death.
As before suggested, it was the general belief that the vampire
is a spirit which leaves its dead body in the grave to visit and
torment the living.
The modern Greeks are persuaded that the bodies of the ex-
communicated do not putrefy in their tombs, but appear in the
night as in the day, and that to encounter them is dangerous.
Instances are cited by Calmet, in Christian antiquity, of ex-
communicated persons visibly arising from their tombs and
leaving the churches when the deacon commanded the excom-
municated and those who did not partake of the communion to
retire. The same writer states that " it was an opinion widely
circulated in Germany that certain dead ate in their tombs and
devoured all they could find about them, incltfdiiig their own
flesh, accompanied by a certain piercing shriek and a sound of
munching and groaning."
A German author has thought it worth while to write a work
entitled "De Masticatione mortuorum in tumulis." In many parts
of England a person who is ill is said to be " wisht '.' or " over-
looked." The superstition of the "evil eye" originated and
exists in the same degree of culture ; the evil'eye " which kills
snakes, scares wolves, hatches ostrich eggs, and breeds leprosy."
The Polynesians believed that the vampires were the departed
souls, which quitted the grave, and grave idols, to creep by night
into the houses and devour the heart and entrails of the sleepers,
who afterward died.*
The Kareins tell of the Kephu, which devours the souls of men
who die. The Mintira of the Malay peninsula have their water
demon, who sucks blood from men's toes and thumbs.
* Foster^s Observntions During a Voyage Around the World.
" The first theory of the vampire superstitions," remarks Ty-
lor * " is that the soul of the living man, often a sorcerer, leaves
its proper body asleep and goes forth, perhaps in the visible form
of a straw or fluff of down, slips through the keyhole, and at-
tacks a living victim. Some say these Mauri come by night to
men, sit upon their breasts, and suck their blood, while others'
think children are alone attacked, while to men they are night-
mares.
" The second theory is that the soul of a dead man goes out
from its buried body and sucks the blood of living men ; the
victim becomes thin, languid, bloodless, and, falling into a rapid
decline, dies."
The belief in the Obi of Jamaica and the Vaudoux or Vodun
of the west African coast, Jamaica, and Haiti is essentially the
same as that of the vampire, and its worship and superstitions,
which in Africa include child - murder, still survive in those
parts, as well as in several districts among the negro population
of our southern states. The negro laid under the ban of the
Obi or who is vaudouxed or, in the vernacular, " hoodooed "
slowly pines to death.
In New England the vampire superstition is unknown by its
proper name. It is there believed that consumption is not a
physical but a spiritual disease, obsession, or visitation ; that as
long as the body of a dead consumptive relative has blood in its
heart it is proof that an occult influence steals from it for death
and is at work draining the blood of the living into the heart of
the dead and causing his rapid decline.
It is a common belief in primitive races of low culture that
disease is caused by the revengeful spirits of man or other ani-
mals — notably among some tribes of North American Indians
as well as of African negroes.
Russian superstition supposes nine sisters who plague man-
kind with fever. They lie chained up in caverns, and when let
loose pounce upon men without pity.f
As in the financial and political, the psychologic world has
its periods of exaltation and depression, of ebb and flow, of con-
fidence and alarm. In the eighteenth century a vampire panic
beginning in Servia and Hungary spread thence into northern
and western Europe, acquiring its new life and impetus from the
horrors attending the prevalence of the plague and other dis-
tressing epidemics in an age of great public moral depravity
and illiteracy. Calmet, a learned Benedictine monk and abb6
of Senones, seized this opportunity to write a popular treatise
on the vampire, which in a short time passed through many
editions. It was my good fortune not long since to find in
the Boston Athenaeum library an original copy of his work.
Its title-page reads as follows : " Traits sur les apparitions des
esprits et sur les vampires ou les revenans de Hongrie, de Mo-
ravie, etc. Par le R. P. Dom Augustine Calmet, abbe de S6nones.
Nouvelle edition, revisee, corregie, et augmentie par I'auteur, avec
une lettre de Mons le Marquis MafFei, sur la magie. A Paris :
Ghez debure I'aine quay des Augustins £l I'image S. Paul.
MDCCLI. Avec approb et priv du roi."
Calmet was born in Lorraine, near Commercy, in 1672, and
his chief works were a commentary and history of the Bible. He
died as the abbe of Senones, in the department of the Vosges.
This curious treatise has evidently proved a mine of wealth
to all modern encyclopedists and demonologists. It impresses
one as the work of a man whose mental convictions do not en-
tirely conform to the traditions and dogmas of his church, and
his style at times appears somewhat apologetic. Calmet declares
his belief to be that the vampires of Europe and the brucolaques
of Greece are the excommunicated which the grave rejects. They
are the dead of a longer or shorter time who leave their tombs
to torment the living, sucking their blood and announcing their
appearance by rattling of doors and windows. The name vam-
pire, or d'oupires, signifies in the Slavonic tongue a bloodsucker.
He formulates the three theories then existing as to the cause of
these appearances :
First : That the persons were buried alive and naturally leave
their tombs.
Second : That they are dead, but that by God's permission or
particular command they return to their bodies for a time, as
when they are exhumed their bodies are found entire, the blood
red and fluid, and their members soft and pliable.
Third : That it is the devil who makes these apparitions ap-
pear and by their means causes all the evil done to men and
animals.
In some places the specter appears as in the flesh, walks, talks,
infests villages, ill uses both men and beasts, sucks the blood of
their near relations, makes them ill, and finally causes their
death.
The late Monsieur de Vassimont, counselor of the chamber of
the courts of Bar, was informed by public report in Monravia that
it was common enough in that country to see men who had died
some time before " present themselves in a party and sit down
to table with persons of their acquaintance without saying a word
and nodding to one of the party, the one indicated would in-
fallibly die some days after."*
About 1735 on the frontier of Hungary a dead person appeared
after ten years' burial and caused the death of his father. In
1730 in Turkish Servia it was believed that those who had been
passive vampires during life became active after death; in
Russia, that the vampire does not stop his unwelcome visits at
a single member of a family, but extends his visits to the last
member, which is the Rhode Island belief
The captain of grenadiers in the regiment of Monsieur le Baron
Trenck, cited by Calmet, declares " that it is only in their family
and among their own relations that the vampires delight in
destroying their species."
The inhabitante of the island of Chio do not answer unless
called twice, being persuaded that the brucolaques do not call
but once, and when so called the vampire disappears, and the
person called dies in a few days. The classic writers from
Sophocles to Shakespeare and from Shakespeare to our own
time have recognized the superstition.
Mr Conway quotes from the legend of Ishtar descending to
Hades to seek some beloved one. She threatens if the door be
not opened —
" I will raise the dead to be devourers of the living ;
Upon the living shall the dead prey."t
Singularly, in his discourse on modern superstitions De
Quincey, to whom crude superstitions clung and who had faith
in dreams as portents, does not allude to the vampire ; but his
contemporary, Lord Byron, in his lines on the opening of the
royal tomb at Windsor, recognizes this belief in the transforma-
tion of the dead :
" Justice and death have mixed their dust in vain,
Each royal vampire vi^akes to life again."
William of Malmsbury says that *' in England they believed
that the wicked came baclc after death by the will of the devil;"
and it was not an unusual belief that those whose death had
been caused in this manner, at their death pursued the same evil
calling. Naturally under such an uncomfortable and inconven-
ient infliction some avenue of escape must, if possible, be found.
It was first necessary to locate the vampire. If on opening the
grave of a " suspect " the body was found to be of a rose color, the
beard, hair, and nails renewed, and the veins filled, the evidence
of its being the abode of a vampire was conclusive. A voyager
in the Levant in the seventeenth century is quoted as relating
that an excommunicated person was exhumed and the body
found full, healthy, and well disposed and the veins filled with
the blood the vampire had taken from the living. In a certain
Turkish village, of forty persons exhumed seventeen »ave evi-
dence of vampirism. In Hungary, one deaa thirty years was
found in a natural state. In ITST/ the bodies of five religieuse
were discovered in a tomb near the hospital of Quebec, that had
been buried twenty years, covered with flesh and suffused with
blood.*
The methods of relief from or disposition of the vampire's
dwelling place are not numerous, but extremely sanguinary and
ghastly.
In Servia a relief is found in eating of the earth of his grave
and rubbing the person with his blood. This prescription was,
however, valueless if after forty days the body was exhumed
and all the evidences of an archivampire were not found. A more
common and almost universal method of relief, especially in the
Turkish provinces and in the Greek islands, was to burn the
body and scatter the ashes to the winds. Some old writers are
of the opinion that the souls of the dead cannot be quiet until
the entire body has been consumed. Exceptions are noted in the
Levant, where the body is cut in pieces and boiled in wine, and
where, according to Voltaire, the heart is torn out and burned.
In Hungary and Servia, to destroy the demon it was consid-
ered necessary to exhume the body, insert in the heart and other
parts of the defunct, or pierce it through witli a sharp instru-
ment, as in the case of suicides, upon which it utters a dreadful
cry, as if alive ; it is then decapitated and the body burned. In
New England the body is exhumed, the heart burned, and the
ashes scattered. The discovery of the vampire's resting-place
was itself an art.
In Hungary and in Russia they choose a boy young enough
to be certain that he is innocent of any impurity, put him on
the back of a horse which has never stumbled and is absolutely
black, and make him ride over all the graves in the cemetery.
The grave over which the horse refuses to pass is reputed to be
that of a vampire."
Gilbert Stuart, the distinguished American painter, when asked
by a London friend where he was born, replied : " Six miles
from Pottawoone, ten miles from Poppasquash, four miles from
Conanicut, and not far from the spot where the famous battle
with the warlike Pequots was fought." In plainer language,
Stuart was born in the old snuff mill belonging to his father and
Dr Moffat, at the head of Petaquamscott pond, six miles from
Newport, across the bay, and about the same distance from Narra-
gansett Pier, in the state of Rhode Island.
By some mysterious survival, occult transmission, or remark-
able atavism, this region, including within its radius the towns
of Exeter, Foster, Kingstown, East Greenwich, and others, with
their scattered hamlets and more pretentious villages, is distin-
guished by the prevalence of this remarkable superstition — a sur-
vival of the days of Sardanapalus, of Nebuchadnezzar, and of New
Testament history in the closing years of what we are pleased to
call the enlightened nineteenth century. It is an extraordinary
instance of a barbaric superstition outcropping in and coexisting
with a high general culture, of which Max Miiller and others
have spoken, and which is not so uncommon, if rarely so ex-
tremely aggravated, crude, and painful.
The region referred to, where agriculture is in a depressed con-
dition and abandoned farms are numerous, is the tramping-
ground of the book agent, the chromo peddler, the patent-medi-
cine man and the home of the erotic and neurotic modern novel.
The social isolation away from the larger villages is as complete
as a century and a half ago, when the boy Gilbert Stuart tramped
the woods, fished the streams, and was developing and absorb-
ing his artistic inspirations, while the agricultural and economic
conditions are very much worse.*
Farm-houses deserted and ruinous are frequent, and the once
productive lands, neglected and overgrown with scrubby oak,
speak forcefully and mournfully of the migration of the youth-
ful farmers from country to town. In short, the region furnishes
an object-lesson in the decline of wealth consequent upon the
prevalence of a too common heresy in the district that land will
take care of itself, or that it can be robbed from generation to
genen.tion without injury, and suggests the almost criminal
neglect of the conservators of public education to give instruction
to our farming youth in a more scientific and more practical agri-
culture. It has been well said by a banker of well known name
in an agricultural district in the midlands of England that " the
depression of agriculture is a depression of brains." Naturally,
in such isolated conditions the superstitions of a much lower
culture have maintained their place and are likely to keep it and
perpetuate it, despite the church, the public school, and the
weekly newspaper. Here Cotton Mather, Justice Sewall, and
the host of medical, clerical, and lay believers in the uncanny
superstitions of bygone centuries could still hold high carnival.
The first visit in this farming community of native-born New
Englanders was made to , a small seashore village pos-
sessing a summer hotel and a few cottages of summer residents
not far from Newport — that Mecca of wealth, fashion, and nine-
teenth-century culture. The family is among its well-
to-do and most intelligent inhabitants. One member of this
family had some years since lost children by consumption, and
by common report claimed to have saved those surviving by
exhumation and cremation of the dead.
* Rhode Island has the largest population to the square mile of any State in the Union
The town of Exeter, before mentioned, incorporated in 1742-'43, had but 17 persons to,
the square mile in 1890, and in 1893 had M abandoned farms, or one-fifth of the whole
number within its limits. Foster, incorporated in 1781 and talcen from Scituate (which
was settled by Massachusetts emigrants in 1710), had in 1890 a population of 1,2.52, and
in IS93 had eight abandoned farms, Scituate having forty-five. North Kinqsion had 76
persons to the square mile in 1890. Mr Arnold, in his history of the State, says that
" South Kingston was in 1780 by far the wealthiest town in the State." It had a special
provision made for the " maintenance of religion and education."
In the same village resides Mr , an intelligent man, by
trade a mason, who is a living witness of the superstition and of
the efficacy of the treatment of the dead which it prescribes.
He informed me that he had lost two brothers by consumption.
Upon the attack of the second brother his father was advised
by Mr , the head of the family before mentioned, to take
up the first body and burn its heart, but the brother attacked
objected to the sacrilege and in consequence subsequently died.
When he was attacked by the disease in his turn, 's ad-
vice prevailed, and the body of the brother last dead was accord-
ingly exhumed, and, " living " blood being found in the heart
and in circulation, it was cremated, and the sufferer began im-
mediately to mend and stood before me a hale, hearty, and
vigorous man of fifty years. When questioned as to his under-
standing of the miraculous influence, he could suggest nothing
and did not recognize the superstition even by name. He re-
membered that the doctors did not believe in its efficacy, but he
and many others did. His father saw the brother's body and
the arterial blood. The attitude of several other persons in
regard to the practice was agnostic, either from fear of public
opinion or other reasons, and their replies to my inquiries were
in the same temper of mind as that of the blind man in the
Gospel of Saint John (9 : 25), who did not dare to express his
belief, but " answered and said. Whether he be a sinner or no,
I know not ; one thing I know, that whereas I was blind, now
I see."
At , a small isolated village of scattered houses in a
farming population, distant fifteen or twenty miles from New-
port and eight or ten from Stuart's birthplace, there have been
made within fifty years a half dozen or more exhumations. The
most recent was made within two years, in the family of .
The mother and four children had already succumbed to con-
sumption, and the child most recently deceased (within six
months) was, in obedience to the superstition, exhumed and the
heart burned. Dr , who made the autopsy, stated that he
found the body in the usual condition after an interment of that
length of time. I learned that others of the family have since
died, and one is now very low with the dreaded disease. The doc-
tor remarked that he had consented to the autopsy only after the
pressing solicitation of the surviving children, who were patients
of his, the father at first objecting, but finally, under continued
pressure, yielding. Dr declares the superstition to be
prevalent in all the isolated districts of southern Rhode Island,
and that many instances of its survival can be found in the large
centers of population. In the village now being considered
known exhumations have been made in five families, in the vil-
lage previousl}"^ named in three families, and in two adjoining
villages in two families. In 1875 an instance was reported in
Chicago, and in a New York journal of recent date I read the
following : "At Peukuhl, a small village in Prussia, a farmer died
last March. Since then one of his sons has been sickly, and
believing that the dead man would not rest until he had drawn
to himself the nine surviving members of the family, the sickly
son, armed with a spade, exhumed his father and cut off his
head." It does not by any means absolutely follow that this
barbarous superstition has a stronger hold in Rhode Island than
in any other part of the country. Peculiar conditions have
caused its manifestation and survival there, and similar ones are
likely to produce it elsewhere. The singular feature is that it
should appear and flourish in a native population which from
its infancy has had the ordinary New England educational ad-
vantages ; in a State having a larger population to the square
mile than any in the Union, and in an environment of remark-
able literacy and culture when compared with some other sec-
tions of the country. It is perhaps fortunate that the isolation
of which this is probably the product, an isolation common in
sparsely settled regions, where thought stagnates and insanity
and superstition are prevalent, has produced nothing worse.
In neighboring Connecticut, within a few miles of its university
town of New Haven, there are rural farming populations, fairly
prosperous, of average intelligence, and furnished with churches
and schools, which have made themselves notorious by murder,
suicides, and numerous cases of melancholia and insanity.
Other abundant evidence is at hand pointing to the conclu-
sion that the vampire superstition still retains its hold in its
original habitat — an illustration of the remarkable tenacity and
continuity of a superstition through centuries of intellectual
progress from a lower to a higher culture, and of the impotency
of the latter to entirely eradicate from itself the traditional be-
liefs, customs, habits, observances, and impressions of the former.
It is apparent that our increased and increasing culture, our
appreciation of the principles of natural, mental, and moral
philosophy and knowledge of natural laws has no complete cor-
relation in the decline of primitive and crude superstitions or
increased control of the emotions or the imagination, and that
to force a higher culture upon a lower, or to metamorphose or to
perfectly control its emotional nature through education of the
intellect, is equally impossible. The two cultures may, however,
coexist, intermingling and in a limited degree absorbing from
and retroacting favorably or unfavorably upon each other — tri-
fling aberrations in the inexorable law which binds each to its
own place.
The most enlightened and philosophic have, either apparent
or secreted in their inmost consciousness, superstitious weak-
nesses — negative, involuntary, more or less barbaric, and under
greater or lesser control in correspondence with their education,
their present environment, and the degree of their development —
in the control of the imagination and emotions. These in
various degrees predominate over the understanding where rea-
son is silent or its authority weakens.
S&nya Koval6vsky (1850-1890), one of the most brilliant
mathematicians of the century, who obtained the Prix-Bordin
from the French academy, " the greatest scientific honor ever
gained by a woman," " whose love for mathematical and psycho-
logical problems amounted to a passion," and whose intellect
would accept no proposition incapable of a mathematical demon-
stration, all her life maintained a firm belief in apparitions and
in dreams as portents. She was so influenced bj'^ disagreeable
dreams and the apparition of a demon as to be for some time
thereafter obviously depressed and low-spirited.
A well known and highly cultured American mathematician
recently said to me that his servant had seven years ago nailed
a horseshoe over a house door, and that he had never had the
courage to remove it.
There is in the Chemnitzer-Rocken Philosophic, cited by
Grimm, a register of eleven or twelve hundred crude supersti-
tions surviving in highly educated Germany. Buckle declared
that " superstition was the curse of Scotland," and in this regard
neither Germany nor Scotland are singular.
Of the origin of this superstition in Rhode Island or in other
parts of the United States we are ignorant ; it is in all proba-
bility an exotic like ourselves, originating in the mythographic
period of the Aryan and Semitic peoples, although legends and
superstitions of a somewhat similar character may be found
among the American Indians.
The Ojibwas have, it is said, a legend of the ghostly man-eater.
Mr Mooney, in a personal note, says that he has not met with
any close parallel of the vampire myth among the tribes with
which he is familiar. The Cherokees have, however, something
analogous. There are in that tribe quite a number of old witches
and wizards who thrive and fatten upon the livers of murdered
victims. When some one is dangerously sick these witches
gather invisibly about his bedside and torment him, even lifting
him up and dashing him down again upon the ground until life
is extinct. After he is buried they dig up the body and take
out the liver to feast upon. They thus lengthen their own lives
by as many days as they have taken from his. In this way
they get to be very aged, which renders them objects of suspicion.
It is not, therefore, well to grow old among the Cherokees. If
discovered aud recognized during the feast, when they are again
visible, they die within seven days.
I have personal experience of a case in which a reputed medi-
cine-man was left to die alone because his friends were afraid
to come into the house on account of the presence of invisible
witches.
Jacob Grimm * defines superstition as a persistence of indi-
vidual men in views which the common sense or culture of the
majority has caused them to abandon, a definition which, while
within its limits sufficiently accurate, does not recognize or take
account of the subtile, universal, ineradicable fear of or rever-
ence for the supernatural, the mysterious, and unknown.
De Quinceyhas more comprehensively remarked that ''super-
stition or sympathy with the invisible is the great test of man's
nature as an earthly combining with a celestial. In supersti-
tion is the possibility of religion, and though superstition is often
injurious, degrading, and demoralizing, it is so, not as a form of
corruption or degradation, but as a form of non-development."
In reviewing these cases of psychologic pre-Raphaelitism they
seem, from an economic point of view, to form one of the strongest
as well as weirdest aguments in favor of a general cremation of
the dead that it is possible to present. They also remind us of
the boutade of the Saturday Review, " that to be really mediaeval,
one should have no body ; to be really modern, one should have
no soul ; " and it will be well to remember that if we do not
quite accept these demonic apparitions we shall subject our-
selves to the criticism of that modern mystic, Dr Carl du Prel,
who thus speaks of those who deny the miraculousness of stig-
matization : " For these gentlemen the bounds of possibility
coincide with the limits of their niggardly horizon ; that which
they cannot grasp either does not exist or is only the work of
illusion and deception."
The Fairies (Zwerg) of "Snow White"
A man was plowing
his field close to the forest when he caught the sweet scent of someone baking
a cake. He mentioned how tasty the cake smelled and that he would like a piece
and continued plowing. When he returned to near the location he’d been when he
smelled the cake, he found a pewter bowl with a beautiful fruity cake waiting
for him.
The zwerg, often
translated into dwarf in fairy tales such as Snow White, were perhaps the most
common fairy of Germany, and were commonly neighbors with the humans.
Encounters with dwarves (and similar fairies) sharing cakes or asking for them
or breaking into people’s homes to borrow their ovens to bake them is a staple
of fairy tales. Although the zwerg could be dangerous and thievish, they were
just as likely in recorded tales to be decent neighbors.
For example, in
one tale a zwerg constantly came to borrow a pot for boiling food from a
farmer. When the farmer noticed that she was pregnant he offered to stand as
godfather for the child, but then became worried. He went to his pastor to seek
council, and the pastor told him that once such a promise was made he had to
keep it, but warned him to do everything as instructed by the dwarves. After
the baby zwerg’s baptism the man was given some garbage and told to take it
home, he did this and discovered that it had turned to gold when he got there.
In this story
there is the ever present and underlying fear that existed between human and
fairy. And make no mistake, the zwerg were kin to the fairies. According to
Claude Lecouteux, they “subsumed a variety of very different creatures, which
is the reason for the difficulty affecting all studies of this subject.”
That is, the
zwerg were a synchronization of the mythological dwarves we think of, but also
possibly the fairies of the Celts who once made Germany their home, and
possibly that of other people’s.
In other words,
the zwerg acted in many of the same ways we would expect fairies to act. They
had red hats that allowed them to turn invisible, their children would steal
peas from people’s gardens – causing much antagonism with their human
neighbors.
They were often
seen dancing and celebrating, for example, in one story they would be seen
dancing around old pear trees, and they would dance near weddings at others.
One dwarf danced and sang so exuberantly that he lost his magical hat in a
river. Thankfully some peasants help him recover it, for which he rewarded them
handsomely.
As with fairies the dwarves were dualistic and dangerous figures. They would kidnap human babies and replace them with changelings.
One of the oldest
written mentions of dwarves is a Saxon charm, meant to keep a dwarf from coming
in the form of a spider to cause nightmares. People had good reason to fear the
dwarves of mythology for these might have occasionally helped or hindered the
gods, like the jottin that eventually became the trolls. The dwarves in
mythology rarely if ever helped humans frequently giving humans some a cursed
item or caused some harm.
Indeed, one could
argue that dwarves exist just outside the realm of men and deities, not so far
as the jottin who would bring about Ragnarök, but still they are dangerous
beings.
The zwerg in “Dorste were cruel and dangerous. They loved to frighten and hurt people, they kidnapped young ladies and children. But most particularly they would destroy the farmers’ fields. One farmer discovered that they’d been destroying his pea fields and grew furious and went into town to get some advice. Here he learned that if the zwerg lost their hats they would become visible, so he hired a bunch of men to wait in is fields with long rods. Then when he heard the sound of the zwerg rushing about he had the men beat the rods about until one of them struck the zwerg’s hat off its head. Now visible the zwerg begged for mercy and promised to pay for the damage he’d done, so the farmer let him go. Later he went up to the hill to retrieve the promised payment where the zwerg offered him a dead horse. Furiously he cut a few chunks off it thinking it would be good food for his dogs but nothing else. When he got home he was delighted to discover that the meat had turned to gold."
It’s important to keep in mind that humans had caused the zwerg harm as well. For humans, being greedy were known to steal from the zwerg. What’s more, the humans had taken over the land on which the zwerg lived.
"In Launenberg there was a farmer named Koch. He had several horses that were always sick and many of them died. The farmer didn’t understand what was wrong, but at last he discovered that the zwerg resented him. For his stable had been built above the zwerg’s home, and the horses urine flowed down through the ground into the zwerg’s home. Realizing this the man moved his stable and the zwerg were so grateful they gave him some flax string that never ended"
As with the
fairies people could both fear to encounter the zwerg, but also long to do so,
to be a part of their world. One memorate from the 19th century states that; A
young woman in Braderup had a very hard job like most women on the Frisian
Islands. She felt unhappy and envied the zwerg who were always happy and had to
do very little work. Once she went with her neighbor over the hill to where the
Önnerersken were dancing. “Oh,” She cried. “I would love to marry one of them,
wouldn’t you?”
Her friend
replied that she would. A zwerg heard this and came and courted the women the
next day and soon the two of them were married. She lives with him in his
mountain where they have several children.
There are also memorates of women living happily with a zwerg husband and giving rich gifts to their human nieces and nephews.
There are also stories of the zwerg standing as godfathers to humans who are too poor to find a good godparent or of them giving gifts to people who are on the verge of suicide in order to help alleviate their suffering.
All of this is opposed by stories such as one in which a poor girl is wandering through the freezing snow when she discovers a zwerg home. The zwerg demand that she sleep with one of them in return for shelter. After she complies a woman from the nearby human village bursts into the zwerg's home, rude as can be. While she wished to trade with the zwerg she thinks of them as garbage and is furious to discover a human woman with them. Later she brings back the villagers to murder all the zwerg in the hut.
This story casts the zwerg as self-centered in their demands on their human neighbors, but also as outcasts from society, whom the humans can and will slaughter at any time. It wasn’t uncommon for the zwerg in stories to act as such outcasts, fleeing their homes to new lands, sometimes because of a dragon or giants, but most often because of the actions of humans.
So with this bit of background on the zwerg, let’s consider “Snow White”
Snow White’s first introduction to the zwerg is their little house in the wild forest.
“Everything in the cottage was small, but neater and cleaner than can be told.”
"When it was quite dark the owners of the cottage came back. They were seven dwarfs who dug and delved in the mountains for ore."
"The dwarfs said, if you will take care of our house, cook, make the beds, wash, sew and knit, and if you will keep everything neat and clean you can stay with us and you shall want for nothing."
You will notice that this contrasts greatly with the cartoon, because in lore fairies were obsessed with cleanliness. Fairies too are obsessed with hard work, seeing it as a moral imperative. Many is the person who is punished for being lazy and rewarded for working hard by them. British fairies would leave coins in the shoes of hardworking servants, for example.
Still, the dwarf’s mining profession does tie these zwerg to Germanic traditions about dwarfs, but most dwarfs from sagas and eddas lived underground rather than deep in the forest. The idea of a cottage in the forest makes them seem more like "lords of the land," "kings of the forest" rather than dwarfs or Western European fairies. Such lords of the forest often wanted human servants and or slaves to do work for them. Working for them for a set number of years was often a condition of their granting a person some wish. Yet the small size, and the neatness of the zwerg in “Snow White” makes them seem to be similar to the Celtic and possibly other fairies of pre-Germanic Germany.
It is also
interesting to note that while Snow White ran to the cottage in a single day
through the woods, with no mention of mountains, the Wicked Queen had to walk
over seven mountains to get to it. This is the sort of thing that happens a lot
with fairyland, in which one person might accidently stumble into it, while another
has to walk for weeks or even years to get there, traveling over many
mountains, wastes, rivers, kingdoms etc. Most often such events happen,
however, when someone has to rescue a person from dangerous fairies, this might
be the only mention of someone doing all this so that they can murder someone
who has found themselves ‘lost in fairyland.’
Again, it is difficult to know exactly what is going on in this story is alluding to because the dwarves are made up of multiple motifs which likely represent many ideas that have been stitched together.
Specifically, we
have the motifs of;
Mining dwarves
Spirits who live
in some distant other world
Forest spirits
who dwell in a cottage in the woods and desire a human to work for them.
Fairies who are
extremely neat and clean and tend to be kindly to those in need.
In other words the zwerg aren't just the dwarfs of Germanic mythology, they are also likely the fairies of the Celtic peoples who lived in parts of Germany before the Germanic migration, and the many other fairies that existed in the Alpine regions throughout Central Europe.
As shown in the following fairy tales many of the zwerg were beautiful, and their lifestyle was often believed to be freer, happier than that of humans.
Woman Marries a Zwerg
A young woman in Braderup had a very hard job like most women on the Frisian Islands. She felt unhappy and envied the zwerg who were always happy and had to do very little work. Once she went with her neighbor over the hill to where the Önnerersken were dancing. “Oh,” She cried. “I would love to marry one of them, wouldn’t you?”
Her friend replied that she would.
A zwerg heard this and came and courted the women the next day and soon the two of them were married. She lives with him in his mountain where they have several children.
Yet at the same time, zwerg didn't always have the best relationship with humans. In another story a poor girl is wondering through the freezing snow when she discovers a zwerg home. The zwerg demand that she sleep with one of them in return for shelter. After she complies a woman from the human village bursts into the zwerg's home, rude as can be. While she wished to trade with the zwerg she thinks of them as garbage and is furious to discover a human woman with them. Later she brings back the villagers to murder all the zwerg in the hut.
This is a very different story from the above where a human girl marries a zwerg, or a number of short memories of human women being married to zwerg and living happily with them. In one of these stories a woman and a zwerg are happily married as they discuss what to give as a wedding gift to a human couple they know who is getting married.
People's memories of zwerg are interesting because they paint a picture of people living next door to the fairies. For example:
"In Westerberge the zwerg would enter a house at the far end of a village and bake their bread, using their invisibility caps to remain unseen. Every time they did this they always left some bread to thank the owners of the oven."
"In Launenberg there was a farmer named Koch. He had several horses that were always sick and many of them tied. The farmer didn’t understand what was wrong, but at last he discovered that the zwerg resented him. For his stable had been built above the zwerg’s home, and the horses urine flowed down through the ground into the zwerg’s home. Realizing this the man moved his stable and the zwerg were so grateful they gave him some flax string that never ended"
"The zwerg near the village of Dorste were cruel and dangerous. They loved to frighten and hurt people, they kidnapped young ladies and children. But most particularly they would destroy the farmers’ fields. One farmer discovered that they’d been destroying his pea fields and grew furious and went into town to get some advice. Here he learned that if the zwerg lost their hats they would become visible, so he hired a bunch of men to wait in is fields with long rods. Then when he heard the sound of the zwerg rushing about he had the men beat the rods about until one of them struck the zwerg’s hat off its head. Now visible the zwerg begged for mercy and promised to pay for the damage he’d done, so the farmer let him go. Later he went up to the hill to retrieve the promised payment where the zwerg offered him a dead horse. Furiously he cut a few chunks off it thinking it would be good food for his dogs but nothing else. When he got home he was delighted to discover that the meat had turned to gold."
It becomes clear from the dizzying array of stories about zwerg, that there are indeed a lot of regional fairy traditions about them. So, the fairies in "Snow White" are likely made up of multiple traditions, and may also be fairly unique. In general the zwerg seem to be similar to me a mix of Celtic/Western European fairy ideads. They are generally small, though not always, they love to dance and sing on hills, live in courts, replace human children with changelings, and seem to be refugees from the human invasion. At the same time they are very often clearly Germanic,as they often live in mines and are amazing blacksmiths.
To begin to understand the fairy traditions surrounding these fairies let's examine their introduction in the story: Rather than repeat the whole story here I will, however, simply provide what I believe are the most important quotes about the fairies and their home within.
"Everything in the cottage was small, but neater and cleaner than can be told."
"When it was quite dark the owners of the cottage came back. They were seven dwarfs who dug and delved in the mountains for ore."
"The dwarfs said, if you will take care of our house, cook, make the beds, wash, sew and knit, and if you will keep everything neat and clean you can stay with us and you shall want for nothing."
What should be clear form this is that the zwerg are small, neat, miners, who live in the woods rather than underground, and while they were kind they demanded hard work.
Their mining profession does tie these zwerg to Germanic traditions about dwarfs, but most dwarfs from sagas and eddas lived underground rather than deep in the forest. Indeed, very few fairies lived in cottages in the woods. The idea of a cottage in the forest makes them seem more like "lords of the land," "kings of the forest" rather than dwarfs or Western European fairies. Such lords of the forest often wanted human servants and or slaves to do work for them. Working for them for a set number of years was often a condition of their granting a person some wish. Yet the small size, and the neatness of the zwerg makes them seem to be similar to the Celtic and possibly other fairies of pre-Germanic Germany. These fairies were generally obessed with hard work and would give coins to those who worked hard, often leaving these in a persons boot, while punishing those who didn't. The problem is that many of these are also features that the Romantacist Grimm Brother's may have added or at least focused on. Even so it was common for the zwerg and other fairies to obsess over cleaneliness, kindness, and hardwork so it is likely that these were part of the original fairy tale.
Given the nature of the zwerg as miners, who live in a cottage, and seem to act a bit like Western European small fairies, I would say that there may be three traditions mixed into this story. Either that or the fairies in this story represent a unique local tradition that was intermixed with the Germanic idea of dwarfs.
Article by Ty Hulse